Legal Compliance

Our Firm counsels its business clients on compliance with applicable federal and state statutes (including, among others, the Sarbanes-Oxley Act of 2002), governmental regulations, and the performance of their fiduciary and other legal duties and obligations. Our goal is to prevent violations that could result in potentially protracted and expensive litigation, the imposition of civil and criminal liabilities and penalties on the business and its management, and adverse publicity.

The content of our compliance advice depends on the client’s needs, the nature of its business, the level of regulation to which it is subject and the locations in which it operates. In giving such advice, we are able to draw upon the knowledge and experience of the Firm’s attorneys in multiple Practice Areas, including Corporations and Business Organizations, Tax, Employment, ERISA, Bankruptcy and Insolvency and Environmental Law.

For additional information, contact John M. Horak (860) 240-1094, jhorak@reidandriege.com, Leah Cohen Chatinover (860) 240-1074, lchatinover@reidandriege.com, Robert M. Mulé (860) 240-1010, lawtalk@reidandriege.com or Mark X. Ryan (860) 240-1056, mryan@reidandriege.com.